Become a crucial part of the Canadian Investment Regulatory Organization as a Surveillance Officer in Toronto. This full-time, hybrid position focuses on safeguarding market integrity through surveillance measures.

In your role as a Surveillance Officer, you will oversee real-time market surveillance to align with CIRO’s mission of fostering healthy capital markets. Your 5-10 years of experience in trading and compliance, coupled with strong skills in derivatives, will guide your interactions with dealers and monitoring of trading activity. You’ll play an essential role in ensuring compliance with Universal Market Integrity Rules (UMIR) and analyzing risks to market integrity.

Key Responsibilities: • Monitor trading activities for compliance with regulations • Review issuer press releases for compliance and transparency • Analyze trading data to check for irregularities • Engage with stakeholders for market manipulation reviews • Provide insights into emerging market ...