🌴 JobsLeisure.com

Where Work Meets Adventure

← Back to Leisure Jobs

Senior Compliance Officer (Associate) - Conflicts Management, Global Control Room (NY) - TD Securities (US)

Hospitality Full Benefits Career Growth
Company

TD Securities (USA) LLC

Location

New York, United States

Posted

June 12, 2026

Start Your Adventure

Join our team and work where others vacation

Apply Now

About This Opportunity

Description

:

The Senior Compliance Officer provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk.

Depth & Scope:

  • Works independently as the senior officer and may coach and educate others
  • Individual contributor role providing specialized expertise or may lead a small team of specialists
  • Considered a subject matter expert within a given area working closely with business partners, auditors and/or regulators
  • Contact for business management, regulators and external/internal auditors with assistance from Management, dealing with routine information
  • Provides day to day interaction and support to Management
  • Oversees/executes and/or performs tasks from end to end
  • Focuses on short to mid-term issues (e.g. monthly-quarterly)


    • Education & Experience:

    <...