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Senior Compliance Manager, Advisory (Mutual Fund Dealer)

Hospitality Full Benefits Career Growth
Company

Bank of Montreal

Location

toronto, Canada

Posted

June 04, 2026

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About This Opportunity

Application Deadline:05/07/2026Address:100 King Street WestJob Family Group:Audit, Risk & ComplianceThis is a leadership role within BMO’s Compliance team, supporting BMO Investments Inc., our mutual fund dealer. You’ll lead a team that provides practical, forward‑looking compliance advice, while also helping ensure our compliance program is strong, effective, and aligned with regulatory expectations.In this role, you’ll oversee key second‑line compliance activities across the dealer, including risk assessments, effective challenge, monitoring, and testing. Your team will both perform and challenge compliance work to ensure we meet requirements set by securities regulators, self‑regulatory organizations, and BMO’s Enterprise Compliance Program. Your guidance and recommendations will directly impact how the business manages risk and responds to regulatory expectations.You’ll play a central role in regulatory exams, regulatory change initiatives, and issue management, while providing tho...