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Senior Associate - Compliance Officer

Hospitality Full Benefits Career Growth
Company

TIAA

Location

Andheri West, India

Posted

June 12, 2026

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About This Opportunity

Key Responsibilities and Duties

Core Daily Equity Ownership Monitoring Responsibilities:

  • Monitor and analyze enterprise-wide equity positions. 
  • Maintain daily reports and applications to monitor reportable positions.
  • Determine holdings database data integrity and interface with IT and data management as necessary to resolve data issues. 
  • Document and monitor data exceptions.
  • Gather data to prepare Ad Hoc Non-U.S. Large Shareholder disclosures.
  • Monitor affiliate intra-day trading activity in reportable securities. 
  • Monitor and update daily UK and Irish Takeover Panel Disclosure Lists and associated daily trading. 
  • Conduct analyses on issuer poison pills, regulated industries and state statutes.
  • Develop and maintain various holdings data spreadsheets and present to leadership for internal review.
  • Review holdings on restriction/limited capacity reports. 
  • Assist leadership with special pr...