Conduct thorough investigations and risk assessments of AML alerts generated by the credit union’s detection programs, including transaction monitoring, unusual activity reports, media articles, and production orders.
Make well‑documented determinations to file or close cases based on investigative findings, ensuring all decisions are recorded.
Prepare and submit Suspicious Transaction Reports (STR) to FINTRAC in compliance with regulatory obligations and internal policies.
Maintain comprehensive records and audit trails of investigative activities and case dispositions for review by Quality Control, management, auditors, and regulators.
Review alerts for Politically Exposed Persons (PEPs), sanctions, and watchlist hits to determine potential matches.
Engage line‑of‑business stakeholders to remediate Know Your Member (KYM) and other compliance deficiencies.