Overview

We are seeking an experienced and commercially astute Director of Risk & Compliance to lead the second line of defence for a regulated investment management business.

This is a senior executive role, reporting directly to the Chief Executive Officer, with a matrix reporting line to the Group Chief Risk & Compliance Officer. The successful candidate will be a key member of the Executive team, providing independent oversight, strategic challenge, and assurance across risk, compliance, and regulatory matters.
The role holds SMF16 and SMF17 accountabilities and will work closely with the Board, regulators, and senior stakeholders to ensure the business operates within its risk appetite and regulatory obligations.

Key Responsibilities

Executive Leadership & Governance