Support the execution of the Bank Operations’ Risk & Control Programs, including: Process Criticality & Inherent Risk Assessments (PCIRA), Risk & Control Self-Assessment (RCSA), and control testing.
Assist in ensuring controls align with internal policies and external regulatory expectations to assess Bank Operational risks and controls and identify potential gaps or improvement opportunities.
Support issue management and remediation and assist in reviewing and validating control remediation to ensure issues are effectively addressed.
Support and execute regulatory reporting and compliance activities, including AML, FATCA/CRS, and other regulatory requirements.
Support internal and external audits, SOX testing, and regulatory examinations, including responding to inquiries, coordinating evidence, and supporting walkthroughs.
Support review of control reports and access management tasks.