Elevate compliance at Odyssey Trust Company as a Risk and Compliance Analyst in Calgary. This role involves supporting KYC processes and meeting SEC compliance needs effectively.
As a vital contributor to the Risk and Compliance department, you will engage in KYC onboarding, conduct SEC regulatory reviews, and perform monitoring activities. The ideal candidate will showcase critical thinking and the ability to manage tight deadlines, ensuring compliance integrity across Odyssey Trust's operations.
Key Responsibilities:
• Support KYC onboarding and due diligence processes
• Perform KYC refresh for existing clients as necessary
• Review SEC regulatory filings including TA-1 and TA-2
• Conduct monitoring and testing activities and report findings
• Manage inquiries through the compliance mailbox
Requirements:
• 1-3 years of experience in financial compliance
• Knowledge of AML and compliance procedures
• Bachelor’s degree in business or related field
• ...