Lead a team responsible for the execution, documentation, and oversight of daily and periodic regulatory reporting controls, including breach management, escalation, and remediation activities.
Ensure the completeness, accuracy, and timeliness of regulatory trade and transaction reporting across applicable regimes, with a focus on MiFID II / MiFIR and CIRO, and support for SFTR, FR 2420, CAT, and Electronic Blue Sheets.
Maintain a strong, up to date understanding of regulatory reporting requirements, control expectations, and related operational processes.
Ensure standard operating procedures are current and that team members are appropriately trained.
Support change initiatives to enhance regulatory reporting controls, monitoring frameworks, and associated management metrics.
Prepare accurate and timely reporting for management and governance forums, highlighting ...