Lead the compliance strategy at Questrade Financial Group in the role of Compliance Manager. This position is critical in upholding Questrade’s commitment to regulatory adherence in a hybrid work model.
As the Manager of Compliance, you will oversee and ensure adherence to CIRO rules and internal policies throughout the organization. This dynamic role requires substantial experience in compliance frameworks, a strong aptitude for regulatory processes, and the ability to effectively communicate compliance requirements to stakeholders.
Key Responsibilities:
• Ensure compliance with internal and external regulations and standards
• Represent the organization during regulatory inspections
• Oversee the implementation of business conduct controls
• Manage regulatory audit processes and reporting
• Conduct supervision and audits of compliance practices
Requirements:
• Completed multiple relevant courses including Canadian Securities Course
• 5+ years of related ...