Perform onboarding of new clients / periodic review of existing clients for Asia Pacific Regions, including ad hoc client outreach within the stipulated deadlines
Gather and collect all required KYC, Compliance or Regulatory documentation via internal or public searches, as well as through Client or Business Outreach
Has a strong understanding of the client onboarding end to end process including the new global regulatory framework, credit, legal, AML/KYC, FATCA, CRS, MIFID and the role of various stakeholders involved
Working with sales and trading desk to grow long term relationships with buy side clients as they organically grow with TD
Expediting the ability to trade whilst ensuring all required stakeholders are engaged and risks minimized
Maintain client status updates current in the database to track and monitor workflow