Responsible for executing SOX control testing under SOX 404 compliance to support management certification and enable external auditor reliance SOX program.
Key Responsibilities
Execute testing of ITGCs, ITACs, and ITAC-R controls across in-scope systems
Evaluate control design and operating effectiveness using established SOX 404 methodology and phased testing approach
Perform testing across core ITGC domains, including Logical Access, Change Management, and IT Operations controls
Document walkthroughs, test procedures, and results in Workiva GRC
Validate completeness and accuracy of system-generated reports
Identify and document control issues, including root cause and impact
Support remediation tracking and perform retesting