Support frontline team of Relationship Managers by providing advice to clients, interact with RMs and clients alike in order to review portfolios, execute clients orders, prepare and implement portfolio proposals
Ensure compliance with both internal and external regulatory requirements and conduct the business in a professional manner
Meet the requirements in order to become and remain licensed for Type 1 and 4 regulated activities under the Securities and Futures Ordinance (SFO). Geographic coverage: North Asia
Reach personal and team targets: financial (revenue), NNA, CAIS and MIS products and solutions penetration
Key Responsibilities:
Investment Advisor - Support acquisition of AUM/Increase revenues at IWM HK
Get familiar with IWM investment methodology for security selection/asset allocation