Advance your career with Fiera Capital as a Regulatory Compliance Counselor, focusing on monitoring controls and client onboarding processes. Work in a hybrid model that prioritizes employee well-being and growth.
As a Global Regulatory Compliance Counselor at Fiera Capital, you will leverage your experience in regulatory compliance, particularly within the investment management field. Your duties will include assessing compliance documents, identifying control gaps, and collaborating with different teams on regulatory responses. Effective communication and strong collaboration skills will be essential in this role.
Key Responsibilities:
• Execute monitoring of client compliance obligations
• Review KYC documentation and address deficiencies
• Foster continuous improvement in compliance processes
• Assist in regulatory requests with stakeholders
• Provide compliance training to staff as needed
Requirements:
• Bachelor’s degree in finance, business, or account...