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Compliance Supervisor: Regulatory Oversight & Risk

Hospitality Full Benefits Career Growth
Company

Caldwell Securities Ltd.

Location

toronto, Canada

Posted

June 05, 2026

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About This Opportunity

An investment firm in Toronto seeks a Compliance Supervisor to oversee compliance monitoring, assess regulatory adherence, and support staff in mitigating risks. This role demands a university degree in business or finance and 3-5 years of investment dealing experience. The ideal candidate will have strong analytical skills and the ability to manage regulatory inquiries while ensuring adherence to compliance policies. Competitive rewards and a supportive workplace culture are offered.
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