Description

Department Overview

The Global Compliance Department oversees Regulatory Compliance across TD Bank Group (TDBG) in accordance with the Global Compliance Mandate, Framework, and Standards. The department independently assesses the adequacy, adherence, and effectiveness of Regulatory Compliance Management (RCM) programs and controls across the organization. It provides objective guidance, independent challenge, and proactive regulatory oversight while delivering trusted reporting and advice to senior leadership and the Board regarding regulatory compliance risks, controls, and outcomes.

As part of Corporate Office Compliance, this role supports regulatory compliance oversight of various Non-Compliance Oversight Functions (NCOFs) and Risk Owners (ROs). Operating within the second line of defense, the Compliance Business Manager monitors RCM activities across Corporate Functions and reports to the Senior Manager, Corporate Office Comp...