Join the compliance team at ATB as a Compliance Assurance Analyst with hybrid working flexibility. This term position focuses on critical governance in risk and compliance.
In your role at ATB, you will serve as a pivotal member of the second line of defense, reporting to the Director of Compliance Assurance. You’ll engage in supporting compliance programs, overseeing the Material non-Public Information Program, and enhancing data-driven risk frameworks. Your expertise in regulatory compliance and operational risk will drive improvements and optimization initiatives.
Key Responsibilities:
• Support the execution of compliance assurance programs for various domains
• Leverage MCO for monitoring and auditing personal trading activities
• Assist Privacy team with complaint management processes
• Review effectiveness of controls and provide necessary feedback
• Generate clear recommendations from compliance issues for senior management
Requirements:
• Post-second...