Drive compliance strategies as a Senior Compliance Officer at CIBC Asset Management. This full-time role supports investment operations with a flexible hybrid work model.
As the Senior Compliance Officer, you will ensure that CIBC Asset Management adheres to all applicable laws and regulations affecting its investment activities. Reporting directly to the Director of Global Asset Management Compliance, your efforts will include providing compliance advice, conducting audits, and addressing issues related to corporate policies. Your proactive approach will influence operational practices and promote a culture of compliance.
Key Responsibilities:
• Advise on regulatory compliance and best practices
• Conduct annual reviews and manage compliance reporting
• Investigate and resolve compliance breaches proactively
• Stay informed on regulatory changes in asset management
• Build relationships to foster compliance culture
Requirements:
• Bachelor’s Degree in a rele...