What You Will Do

• Assist with all aspects of the onboarding relationship for new advisors and branches including:
• Branch user set up and coordination of access
• Training for the new branch on paperwork and processes – potentially onsite
• New account set up, client updates and non-financial transactions
• Set up/updates of fee groups, systematic plans, transfers, fee processing etc.
• Follow up on all outstanding transfers within SLA
• Respond in a timely manner to all inquiries and with a high level of service
• Review all documentation to ensure in good order prior to processing through dealer back-office system or forwarding to fund company
• Work with advisors/branches to obtain pending documentation follow-up
• Manage daily maintenance requirements of existing advisors to support regional initiatives including:
• Movement of books of business
• Retirements/Resignations/T...