Join Questrade Financial Group as a Compliance Analyst focused on Business Integrity in North York, ON. This role involves managing client complaints with a commitment to excellence and transparency.
The Compliance Analyst will investigate escalated client issues, ensuring compliance with regulatory standards and drafting precise, detailed responses. Candidates should be adept at leveraging technology, including AI, to streamline investigations while contributing to a culture of consumer protection. Collaboration and professionalism are essential in this hybrid position offering significant career development.
Key Responsibilities:
• Draft thorough client-facing correspondence
• Gather and prepare documentation for regulatory inquiries
• Ensure compliance with handling timelines
• Maintain comprehensive records for audit purposes
• Support the manager with compliance committee materials
Requirements:
• Degree in Business Administration, Finance, or related fi...