Join Wellington-Altus as an Associate Vice-President of Group Audit and Conduct in Toronto, ensuring regulatory compliance and fostering excellent audit procedures. Utilize your financial services experience to guide compliance initiatives and build strong relationships.
Reporting to the Vice-President, you will provide essential guidance to Analysts and Advisors, ensuring adherence to regulatory requirements and enhancing compliance processes. Your efforts will help develop policies and facilitate effective communication among stakeholders to promote compliance awareness.
Key Responsibilities:
• Lead engagement in regulatory reviews and compliance assessments
• Develop branch review strategies to meet audit requirements
• Oversee internal compliance reviews and provide actionable insights
• Mentor Analysts and ensure alignment with legal guidelines
• Identify emerging risks and enhance existing compliance protocols
Requirements:
• 10+ years of financial serv...