To provide legal advice and support to the firm and business units regarding legal and regulatory matters on a day-to-day basis in relation to securities, futures, virtual assets, digital wealth management, asset management and insurance businesses, back office operations and ad hoc projects.
To prepare, review and handle legal documentation
To assist in handling litigation matters
To instruct and liaise with external lawyers and professional consultants
To report to the senior management on legal issues, where needed
To supervise handling of deceased clients’ and bankrupt clients’ accounts
To help liaise with regulatory and government authorities, where needed
Requirements
A law degree with honors from HK
Minimum 3 years of PQE working experience in legal and financial services field
Familiar with laws, rules and regulations relating to securities and futures brokerage businesses and...